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Retail structured products
Set out below are those documents that have been published by the Joint Associations Committee on Retail Structured Products (“JAC”) with the support of ICMA.
35. 31 July 2014
JAC Response to ESMA Consultation Paper on MiFIDII/MiFIR
34.
21 July 2014
JAC response to 28 May 2014 CONSOB consultation on the distribution of complex products to retail clients – English translation
(see Italian/original version below at item 33)
33.
21 July 2014
JAC response to 28 May 2014 CONSOB consultation on the distribution of complex products to retail clients – Original/Italian version
(see English translation above at item 34)
32.
23 January 2014
JAC paper on PRIPs Trilogue issues
31. 18 October 2013
JAC Response to the Joint Forum consultation – Point of Sale disclosure in the insurance, banking and securities sector
30. 10 October 2013
JAC response to EUT consultation CP68 of the CBI – Consultation on types of alternative investment funds under AIFMD
(Appendix I repeats item 25 below)
29. 9 October 2013
JAC response to HMT consultation paper – Banking Reform Bill Draft Secondary Legislation
28.
13 June 2013
JAC Response to the IOSCO Consultation Report: Regulation of Retail Structured Products
(Annexes items 1 & 5)
27. 10 May 2013
JAC response to the UK FCA on CP13/9 – Implementation of the Alternative Investment Fund Managers Directive, Part 2
(Attaches item 25)
26. 4 February 2013
JAC response to UK FSA CP12/35 - FCA use of temporary product intervention rules (excluding attachments)
(for enclosures/attachments, please see items 14 to 17 and 22 and 24 below)
25. 1 February 2013          
JAC response to ESMA consultation - Guidelines on key concepts of the AIFMD (ESMA/2012/845)
24. 29 October 2012
JAC Position Paper on the draft regulation on KIDs for investment products (PRIPS)

23. 21 May 2012
JAC response to IOSCO consultation report “Suitability Requirements with respect to the Distribution of Complex Financial Products” (including Annex 1 only)
(For Annexes 2 and 3, see respectively below 11 March 2011 and 23 May 2011)
22. 11 January 2012     
JAC Response to FSA Consultation: Retail Product Development and Governance – Structured Products Review
(Attaches item 17)
21 7 December 2011     
JAC response to the European Commission following ESMA's technical advice on possible delegated acts concerning the Prospectus Directive
20. 23 November 2011     
JAC Combined Principles for Retail Structured Products – French translation
(see English version below at item 17)
19. 23 November 2011     
JAC Combined Principles for Retail Structured Products – German translation
(see English version below at item 17)
18. 14 October 2011
JAC Response to the Belgian FSMA consultation note on the introduction of a regulatory framework for the distribution of structured products to retail investors

(Attaches items 12, 14, 16 and 17)
17. 23 May 2011
Combined Principles for Retail Structured Products
(Amalgamates items 1 and 5 and subsequently translated into German and French at items 19 and 20) 
16. 21 April 2011
Joint Associations Committee response to FSA Discussion Paper DP11/1: Product Intervention
(Attaches items 1, 5 and 12)
15. 11 March 2011
Joint Industry Written Contribution to IOSCO on Suitability Requirements for Market Intermediaries in Relation to Investors
14. 1 February 2011
Joint Associations Committee response to current consultations on the PRIPs, MiFID and IMD

(Attaches items 1, 5 and 12)
13. 10 September 2010
Joint Associations Committee response to CESR’s UCITS consultations “A guide to clear language and layout for the Key Investor Information document (KII)” (CESR/10-532) and “CESR’s template for the Key Investor Information document” (CESR/10-794)

12. 30 June 2010
Joint Associations Committee submission to the European Commission on the PRIPS Key Investor Information Document
11. 15 February 2010
Joint Associations Committee response to the IOSCO Consultation Report on Principles of Point of Sale Disclosure

(Attaches items 1 and 5)
10. 17 November 2009
Joint Associations Committee submission to the European Commission on packaged retail investment products (‘PRIPS’)
(Attaches items 1 and 5)
9. 8 October 2009
Joint Associations Committee submission to CONSOB on its consultation paper July, 14 2009 on recommendations relating to the offering prospectus or admission to trading of financial products not representing capital
8. 10 September 2009
Joint Associations Committee response to CESR consultation on its technical advice on the format and content of Key Information Document (‘KID’) disclosures for UCITS
7. 30 June 2009
Joint Associations Committee response to FSA quarterly consultation (CP 09/12)
6. 9 July 2008
Press release: Industry Associations Release “Structured Products: Principles for Managing Distributor-Individual Investor Relationship”
5. 9 July 2008
Final version: Principles for managing the distributor-individual investor relationship
4. 12 May 2008
Exposure draft: Principles for managing the distributor-individual investor relationship
3. 12 May 2008
Press release: Industry Associations Release Exposure Draft of: "Structured Products: Principles for Managing Distributor-Individual Investor Relationship"
2. 18 January 2008
Response to European commission on substitute retail investment products
(Attaches item 1)
1. 10 July 2007
Principles for managing the provider-distributor relationship  


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